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VANCOUVER, BC, May 8, 2026 /CNW/ – A hearing has been scheduled before a hearing panel of the Canadian Investment Regulatory Organization (CIRO) pursuant to the Mutual Fund Dealer Rules to consider a settlement agreement between CIRO Enforcement Staff and Sanjeev Kumar Tejpal.
The agreement addresses an allegation that Sanjeev Tejpal failed to ensure that mutual fund purchases subject to a …
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